Personnel Hong Kong SFC License Details (ID 67050)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2026-09-07	-
uSmart Securities Limited	RO	Advising on corporate finance	2025-11-28	2026-08-26
	RO	Dealing in securities	2025-11-28	2026-08-26
Somerley Capital Limited	RO	Advising on corporate finance	2022-09-21	2025-05-01
	RO	Dealing in securities	2022-09-21	2025-05-01
	Rep	Advising on corporate finance	2022-06-21	2022-09-21
	Rep	Dealing in securities	2022-06-21	2022-09-21
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2018-07-09	2022-01-14
	RO	Dealing in securities	2018-07-09	2022-01-14
	Rep	Advising on corporate finance	2018-07-05	2018-07-09
	Rep	Dealing in securities	2018-07-05	2018-07-09
VMS Securities Limited	RO	Advising on corporate finance	2015-09-14	2018-06-30
	RO	Advising on securities	2015-09-14	2018-06-30
	RO	Dealing in securities	2015-09-14	2018-06-30
	Rep	Advising on corporate finance	2015-08-13	2015-09-14
	Rep	Advising on securities	2015-08-13	2015-09-14
	Rep	Dealing in securities	2015-08-13	2015-09-14
Templewater Hong Kong Limited	RO	Advising on corporate finance	2011-03-22	2015-07-31
	RO	Advising on securities	2011-03-22	2015-07-31
	RO	Dealing in securities	2011-03-22	2015-07-31
	Rep	Dealing in securities	2008-02-01	2011-03-22
	Rep	Advising on corporate finance	2007-05-22	2011-03-22
	Rep	Advising on securities	2007-05-22	2011-03-22
AMS CAPITAL LIMITED (d2012-07-13)	Rep	Asset management	2003-04-01	2004-02-12
	Rep	Advising on corporate finance	2003-04-01	2007-04-30
	Rep	Advising on securities	2003-04-01	2007-04-30