Personnel Hong Kong SFC License Details (ID 67051)

Personnel Hong Kong SFC License Details (ID 67051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JW CAPITAL SECURITIES LIMITED	RO	Advising on corporate finance	2026-06-23	-
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2013-05-15	2025-09-30
Changjiang Corporate Finance (HK) Limited	RO	Advising on corporate finance	2012-06-29	2025-09-30
SAMSUNG SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2011-04-12	2012-02-03
	Rep	Advising on corporate finance	2011-03-25	2011-04-12
GF Capital (Hong Kong) Limited	RO	Advising on corporate finance	2010-12-10	2011-03-22
	Rep	Advising on corporate finance	2010-10-29	2010-12-10
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on corporate finance	2010-03-10	2010-10-07
Polaris Capital (Asia) Limited	RO	Advising on corporate finance	2008-04-10	2010-03-11
	Rep	Advising on corporate finance	2008-03-03	2008-04-10
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2007-06-26	2008-02-15
SBI E2-CAPITAL PARTNERS LIMITED	Rep	Advising on corporate finance	2005-01-26	2008-02-15
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2003-12-17	2004-09-11
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2003-07-17	2003-11-19
	RO	Dealing in securities	2003-07-17	2003-11-19
	Rep	Advising on securities	2003-04-01	2003-04-22
	Rep	Asset management	2003-04-01	2003-04-22
	Rep	Advising on corporate finance	2003-04-01	2003-07-17