| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| JW CAPITAL SECURITIES LIMITED | RO | Advising on corporate finance | 2026-06-23 | - |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-05-15 | 2025-09-30 |
| Changjiang Corporate Finance (HK) Limited | RO | Advising on corporate finance | 2012-06-29 | 2025-09-30 |
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2011-04-12 | 2012-02-03 |
| Rep | Advising on corporate finance | 2011-03-25 | 2011-04-12 | |
| GF Capital (Hong Kong) Limited | RO | Advising on corporate finance | 2010-12-10 | 2011-03-22 |
| Rep | Advising on corporate finance | 2010-10-29 | 2010-12-10 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on corporate finance | 2010-03-10 | 2010-10-07 |
| Polaris Capital (Asia) Limited | RO | Advising on corporate finance | 2008-04-10 | 2010-03-11 |
| Rep | Advising on corporate finance | 2008-03-03 | 2008-04-10 | |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2007-06-26 | 2008-02-15 |
| SBI E2-CAPITAL PARTNERS LIMITED | Rep | Advising on corporate finance | 2005-01-26 | 2008-02-15 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-12-17 | 2004-09-11 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2003-07-17 | 2003-11-19 |
| RO | Dealing in securities | 2003-07-17 | 2003-11-19 | |
| Rep | Advising on securities | 2003-04-01 | 2003-04-22 | |
| Rep | Asset management | 2003-04-01 | 2003-04-22 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-07-17 |
No HKMA registrations in the collected records.