Han, Sung Joo 韓盛柱

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SAMSUNG SECURITIES (ASIA) LIMITED	RO	Advising on securities	2008-12-16	-
	RO	Dealing in securities	2008-12-16	-
	Rep	Dealing in securities	2008-07-15	2008-12-16
	Rep	Advising on corporate finance	2008-07-15	2012-02-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SAMSUNG SECURITIES (ASIA) LIMITED	RO	Advising on securities	2008-12-16	-
	RO	Dealing in securities	2008-12-16	-
	Rep	Dealing in securities	2008-07-15	2008-12-16
	Rep	Advising on corporate finance	2008-07-15	2012-02-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.