Personnel Hong Kong SFC License Details (ID 67055)

Personnel Hong Kong SFC License Details (ID 67055)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2020-10-19	2025-02-13
	RO	Dealing in securities	2018-09-14	2020-10-19
	Rep	Dealing in securities	2012-05-07	2018-09-14
SAMSUNG SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2011-05-20	2012-02-17
	Rep	Dealing in securities	2009-11-05	2011-05-20
	Rep	Advising on securities	2009-11-05	2012-02-17
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-03-19	2008-08-01
	Rep	Dealing in securities	2006-12-04	2008-08-01