Personnel Hong Kong SFC License Details (ID 67056)

Personnel Hong Kong SFC License Details (ID 67056)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-01-10	2017-04-28
	Rep	Dealing in securities	2014-01-10	2017-04-28
SAMSUNG SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2009-09-22	2012-07-03
	RO	Dealing in securities	2009-09-22	2012-07-03
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2006-11-20	2008-12-02
	RO	Dealing in securities	2006-11-20	2008-12-02
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2006-11-20	2008-12-02
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2005-06-27	2006-11-20
	Rep	Dealing in securities	2005-06-27	2006-11-20
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2005-06-27	2006-11-20