Personnel SFC Licences and HKMA Registrations (ID 6706534)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2020-06-05	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2017-03-24	2020-02-08
	Rep	Dealing in securities	2017-03-24	2020-02-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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