Personnel Hong Kong SFC License Details (ID 6706538)

Personnel Hong Kong SFC License Details (ID 6706538)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2023-07-03	-
	Rep	Advising on securities	2023-02-03	2023-02-10
	Rep	Advising on securities	2022-11-25	2022-12-02
	Rep	Advising on securities	2020-01-07	2020-10-29
	Rep	Advising on securities	2019-12-09	2019-12-17
	Rep	Advising on securities	2019-09-13	2019-09-20
	Rep	Advising on securities	2019-05-31	2019-06-07
	Rep	Advising on securities	2019-02-15	2019-02-22
	Rep	Advising on securities	2018-10-19	2018-10-26
	Rep	Advising on securities	2018-06-22	2018-06-29
	Rep	Advising on securities	2017-03-24	2017-03-31
	Rep	Dealing in securities	2017-03-24	2017-03-31