Personnel SFC Licences and HKMA Registrations (ID 6710735)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-10-28	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2020-05-07	2025-07-28
Dymon Asia Capital (HK) Limited	Rep	Asset management	2017-03-28	2020-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.