Personnel Hong Kong SFC License Details (ID 6710739)

Personnel Hong Kong SFC License Details (ID 6710739)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	Rep	Advising on corporate finance	2025-11-04	-
	Rep	Dealing in securities	2025-11-04	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2021-02-10	2025-10-03
	Rep	Advising on corporate finance	2021-01-14	2025-10-03
	Rep	Dealing in securities	2021-01-14	2025-10-03
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Dealing in securities	2020-08-27	2020-12-31
	Rep	Advising on corporate finance	2019-01-29	2020-12-31
HUABANG CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2017-03-28	2018-12-31