Personnel Hong Kong SFC License Details (ID 6710745)

Personnel Hong Kong SFC License Details (ID 6710745)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Advising on securities	2021-11-09	2025-04-30
	Rep	Asset management	2021-11-09	2025-04-30
	Rep	Dealing in securities	2021-11-09	2025-04-30
JMC Capital HK Limited	Rep	Advising on securities	2020-07-07	2021-10-05
	Rep	Asset management	2020-07-07	2021-10-05
	Rep	Dealing in securities	2020-07-07	2021-10-05
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-03-28	2017-08-01
	Rep	Dealing in securities	2017-03-28	2017-08-01
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on securities	2017-03-28	2017-08-01
	Rep	Dealing in securities	2017-03-28	2017-08-01