Personnel SFC Licences and HKMA Registrations (ID 6717582)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2021-09-30	-
	RO	Dealing in securities	2021-09-30	-
	Rep	Advising on corporate finance	2021-06-23	2021-09-30
	Rep	Dealing in securities	2021-06-23	2021-09-30
CLC International Limited	RO	Advising on corporate finance	2019-09-16	2021-05-31
	RO	Dealing in securities	2019-09-16	2021-05-31
PULSAR CAPITAL LIMITED (HK)	RO	Advising on corporate finance	2017-05-26	2019-06-30
	Rep	Advising on corporate finance	2017-03-31	2017-05-26
	Rep	Dealing in securities	2017-03-31	2019-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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