Personnel Hong Kong SFC License Details (ID 67179)

Personnel Hong Kong SFC License Details (ID 67179)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XinKong International Securities Limited	RO	Dealing in securities	2013-07-31	2014-04-25
	RO	Advising on corporate finance	2011-04-04	2014-04-25
	Rep	Dealing in securities	2010-07-05	2013-07-31
	Rep	Advising on corporate finance	2010-04-21	2011-04-04
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2008-04-16	2010-04-02
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2007-01-08	2008-04-15
	Rep	Advising on corporate finance	2006-02-20	2006-05-13
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-11-28	2006-01-19