Personnel Hong Kong SFC License Details (ID 6719256)

Personnel Hong Kong SFC License Details (ID 6719256)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Capital Limited	Rep	Advising on corporate finance	2024-04-30	2025-04-01
	Rep	Dealing in securities	2024-04-30	2025-04-01
SPDB International Securities Limited	Rep	Dealing in securities	2024-04-30	2025-04-01
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-06-12	2024-03-25
	Rep	Dealing in securities	2017-06-12	2024-03-25
CMBC International Securities Limited	Rep	Advising on securities	2017-04-03	2023-11-28
	Rep	Dealing in securities	2017-04-03	2023-11-28