Personnel Hong Kong SFC License Details (ID 6719262)

Personnel Hong Kong SFC License Details (ID 6719262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2018-08-10	2020-12-04
	Rep	Advising on securities	2018-08-10	2020-12-04
	Rep	Dealing in securities	2018-08-10	2020-12-04
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2018-04-25	2018-06-29
XinKong International Capital Limited	Rep	Advising on corporate finance	2017-05-29	2018-03-21
	Rep	Dealing in securities	2017-05-29	2018-03-21
XinKong International Securities Limited	Rep	Dealing in securities	2017-05-29	2018-03-21
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2017-04-03	2017-05-04
	Rep	Dealing in securities	2017-04-03	2017-05-04