Li, Dan (SFC:BJJ371) 李丹

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC UBS Asset Management (International) Company Limited	RO	Dealing in securities	2023-02-27	-
	RO	Advising on securities	2018-01-18	-
	RO	Asset management	2018-01-18	-
	Rep	Advising on securities	2017-04-07	2018-01-18
	Rep	Asset management	2017-04-07	2018-01-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC UBS Asset Management (International) Company Limited	RO	Dealing in securities	2023-02-27	-
	RO	Advising on securities	2018-01-18	-
	RO	Asset management	2018-01-18	-
	Rep	Advising on securities	2017-04-07	2018-01-18
	Rep	Asset management	2017-04-07	2018-01-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.