Personnel Hong Kong SFC License Details (ID 6724296)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-07-26	2026-03-27
	Rep	Advising on securities	2019-06-28	2019-07-08
	Rep	Advising on securities	2019-03-12	2019-04-13
	Rep	Advising on securities	2018-04-06	2018-04-10
	Rep	Advising on securities	2017-06-02	2017-06-11
	Rep	Advising on securities	2017-04-07	2017-04-12