Personnel Hong Kong SFC License Details (ID 67320)

Personnel Hong Kong SFC License Details (ID 67320)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VC BROKERAGE LIMITED	Rep	Dealing in securities	2010-09-06	2013-05-23
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-07-27	2010-07-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-07-27	2010-07-29
Mason Securities Limited	Rep	Dealing in securities	2008-07-02	2008-09-10
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2007-02-15	2008-04-17
SBI China Capital Securities Limited	Rep	Dealing in securities	2005-07-19	2006-10-13
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-20
	Rep	Advising on securities	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in securities	-	2005-05-31