Personnel Hong Kong SFC License Details (ID 67322)

Personnel Hong Kong SFC License Details (ID 67322)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wealthy Securities Limited	RO	Advising on securities	2020-10-12	2023-09-30
	RO	Asset management	2020-10-12	2023-09-30
	RO	Dealing in securities	2020-10-12	2023-09-30
	Rep	Advising on securities	2020-10-07	2020-10-12
	Rep	Asset management	2020-10-07	2020-10-12
	Rep	Dealing in securities	2020-10-07	2020-10-12
Ethk Funds Limited	RO	Asset management	2017-03-09	2020-09-30
VC BROKERAGE LIMITED	RO	Advising on securities	2005-01-20	2020-09-30
VC FUTURES LIMITED	RO	Advising on futures contracts	2005-01-20	2020-09-30
VC BROKERAGE LIMITED	RO	Providing automated trading services	-	2003-08-26
	RO	Dealing in securities	-	2020-09-30
VC FUTURES LIMITED	RO	Dealing in futures contracts	-	2020-09-30