Personnel Hong Kong SFC License Details (ID 67374)

Personnel Hong Kong SFC License Details (ID 67374)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hope Securities Limited (HK)	RO	Dealing in securities	2018-04-09	2020-05-15
SEEKERS MARKETS LIMITED	RO	Dealing in securities	2017-01-06	2018-03-31
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2012-03-29	2016-11-26
	Rep	Dealing in securities	2010-07-05	2012-03-29
Beevest Securities Limited	Rep	Dealing in securities	2007-12-19	2010-06-26
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2004-01-28	2007-07-31
BERICH BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2004-01-27
	Rep	Advising on securities	-	2004-01-27
	Rep	Asset management	-	2004-01-27
	Rep	Dealing in securities	-	2004-01-28