Personnel Hong Kong SFC License Details (ID 67375)

Personnel Hong Kong SFC License Details (ID 67375)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2014-04-28	2015-01-16
KGI ASIA LIMITED	Rep	Dealing in securities	2013-02-28	2014-04-16
BOCOM International Securities Limited	Rep	Dealing in securities	2011-10-26	2012-11-30
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2011-01-13	2011-10-18
Beevest Securities Limited	Rep	Dealing in securities	2007-01-23	2011-01-01
DELTA ASIA SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-11-07
	Rep	Advising on corporate finance	-	2004-05-11
	Rep	Advising on securities	-	2004-05-11
	Rep	Asset management	-	2004-05-11
	Rep	Dealing in securities	-	2007-01-19