Personnel Hong Kong SFC License Details (ID 67399)

Personnel Hong Kong SFC License Details (ID 67399)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SAMSUNG SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2011-10-18	2012-02-03
	Rep	Advising on corporate finance	2010-10-08	2011-10-18
	Rep	Dealing in securities	2010-10-08	2012-02-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2007-01-10	2007-06-05
	Rep	Advising on securities	2004-12-06	2007-06-05
	Rep	Advising on corporate finance	2004-09-07	2007-01-10
	Rep	Dealing in securities	2004-09-07	2007-06-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Advising on corporate finance	-	2004-07-24
	Rep	Advising on securities	-	2004-07-24
	Rep	Asset management	-	2004-07-24
	Rep	Dealing in securities	-	2004-07-24