Personnel Hong Kong SFC License Details (ID 67417)

Personnel Hong Kong SFC License Details (ID 67417)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nexus Investment Advisors Limited	Rep	Advising on securities	2019-03-11	2021-04-20
	Rep	Asset management	2019-03-11	2021-04-20
	RO	Advising on securities	2014-09-26	2019-03-11
	RO	Asset management	2014-09-26	2019-03-11
	Rep	Asset management	2014-07-02	2014-09-26
Samena Capital Hong Kong Limited	RO	Advising on securities	2011-02-16	2014-03-31
	RO	Asset management	2011-02-16	2014-03-31
	Rep	Advising on securities	2010-01-19	2011-02-16
	Rep	Asset management	2010-01-19	2011-02-16
SPARX Asia Investment Advisors Limited	Rep	Advising on securities	2007-05-01	2010-01-06
	Rep	Asset management	2007-05-01	2010-01-06
	RO	Advising on securities	2007-01-22	2007-05-01
	RO	Asset management	2007-01-22	2007-05-01
	Rep	Advising on securities	2006-12-13	2007-01-22
	Rep	Asset management	2006-12-13	2007-01-22
TRIGON ADVISERS (HONG KONG) LIMITED	RO	Advising on securities	-	2006-11-23
	RO	Asset management	-	2006-11-23