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Hui, David Lam Chiu 許林釗 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 67588)
Hui, David Lam Chiu 許林釗
SFC ID:
ADF453
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends David Hui Lam Chiu, ex-Guoyuan Securities, for 6 months
SFC, 22-May-2017
He is now accredited to SSIF Securities Ltd and SSIF Asset Management Ltd.
Orgs
People
MMT submits reports on dealings in Sino Katalytics (now Capital VC, 2324) shares
HK Government, 17-Aug-2012
Orgs
People
Final MMT report on Sino Katalytics (now Capital VC, 2324)
Market Misconduct Tribunal, 16-Aug-2012
Orgs
People
Duncan Chui Tak Keung & Peter Yau Chung Hong found culpable of false trading, price-rigging & market manipulation
Market Misconduct Tribunal, 09-Jul-2012
Orgs
People
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