Personnel Hong Kong SFC License Details (ID 67591)

Personnel Hong Kong SFC License Details (ID 67591)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Theme Capital Limited	RO	Advising on securities	2025-01-08	-
	RO	Asset management	2025-01-08	-
NEW HUADU ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2019-12-02	2022-12-31
	RO	Asset management	2019-12-02	2022-12-31
Harmony Capital Global Asset Management Limited	RO	Advising on securities	2016-11-16	2018-03-29
	RO	Asset management	2016-11-16	2018-03-29
GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2014-06-05	2015-09-30
	RO	Asset management	2014-06-05	2015-09-30
	Rep	Advising on securities	2012-07-13	2014-06-05
	Rep	Asset management	2011-06-15	2014-06-05