Personnel Hong Kong SFC License Details (ID 67627)

Personnel Hong Kong SFC License Details (ID 67627)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cypress Capital Hong Kong Limited	RO	Advising on securities	2013-06-19	-
	RO	Asset management	2013-06-19	-
KEYWISE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2008-06-04	2012-08-31
RAB CAPITAL (ASIA) LIMITED	Rep	Advising on futures contracts	2007-10-02	2008-05-21
	Rep	Advising on securities	2007-10-02	2008-05-21
	Rep	Asset management	2007-10-02	2008-05-21
PI INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2004-06-21	2007-09-28
	Rep	Advising on securities	2004-06-21	2007-09-28
	Rep	Asset management	2004-06-21	2007-09-28