Personnel Hong Kong SFC License Details (ID 67707)

Personnel Hong Kong SFC License Details (ID 67707)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	2017-10-16	2026-02-01
	RO	Advising on futures contracts	2017-10-16	2026-02-01
HANG SENG INVESTMENT SERVICES LIMITED	RO	Advising on securities	2015-04-16	2024-04-14
HANG SENG INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2007-08-01	2026-02-01
	RO	Dealing in securities	2007-06-07	2026-02-01
	RO	Advising on securities	2004-07-13	2026-02-01
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on corporate finance	-	2004-05-25
	Rep	Asset management	-	2004-05-25
	Rep	Advising on securities	-	2015-04-16