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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 67737)
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Public Disciplinary Actions
Public Disciplinary Actions
SFC bans Mr Man Bun Mo for 5 months for paying unlicensed person to perform regulated activities
SFC, 11-Aug-2011
Orgs
People
Mr Wong Sai Lai suspended for 4 months for paying unlicensed person to perform regulated activities
SFC, 04-Aug-2011
Orgs
People
Lee Chi Ying convicted of unlicensed activities
SFC, 25-Nov-2010
Orgs
People