| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CNI Global Assets Management Limited (HK) | RO | Asset management | 2015-06-02 | - |
| CNI Securities Group Limited | RO | Advising on securities | 2014-05-13 | - |
| RO | Dealing in futures contracts | 2011-06-28 | - | |
| RO | Dealing in securities | 2011-06-28 | - | |
| Rep | Dealing in securities | 2010-05-10 | 2010-06-24 | |
| GBS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2009-12-18 | 2010-08-18 |
| Rep | Dealing in futures contracts | 2009-06-30 | 2009-07-17 | |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-13 | 2009-06-10 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-13 | 2009-06-10 |
No HKMA registrations in the collected records.