| Differ Financial and Securities Limited | RO | Dealing in securities | 2020-05-04 | 2023-05-23 |
| Rep | Dealing in securities | 2020-03-20 | 2020-05-04 |
| Wealthy Securities Limited | RO | Dealing in securities | 2019-09-04 | 2020-02-29 |
| Rep | Dealing in securities | 2019-08-05 | 2019-09-04 |
| Canfield Securities Company Limited | Rep | Dealing in securities | 2018-08-10 | 2019-07-24 |
| RO | Dealing in securities | 2017-04-19 | 2018-08-10 |
| CNI Securities Group Limited | RO | Dealing in securities | 2010-09-27 | 2016-10-17 |
| AIF Securities Limited | RO | Dealing in securities | 2009-11-05 | 2010-07-08 |
| Rep | Dealing in securities | 2009-07-02 | 2009-11-05 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2009-03-04 | 2009-06-28 |
| CVP Securities Limited | Rep | Dealing in securities | 2005-11-04 | 2008-06-13 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | - | 2003-12-24 |
| Rep | Advising on securities | - | 2003-12-24 |
| Rep | Asset management | - | 2003-12-24 |
| Rep | Providing automated trading services | - | 2003-12-24 |
| Rep | Dealing in securities | - | 2003-12-30 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-24 |
| Rep | Asset management | - | 2003-12-24 |
| Rep | Dealing in futures contracts | - | 2003-12-30 |