Personnel SFC Licences and HKMA Registrations (ID 67810)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nanjia Capital Limited (HK)	RO	Dealing in securities	2024-04-17	2026-09-11
	RO	Dealing in securities	2018-04-12	2022-04-13
	RO	Asset management	2016-10-20	-
Otkcab Limited	RO	Asset management	2015-08-19	2016-10-11
	Rep	Asset management	2015-05-04	2015-08-19
PARRY CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2013-06-04	2015-04-20
Parry International Trading Limited	RO	Dealing in securities	2013-04-11	2015-04-20
PEAK CAPITAL LIMITED (b2004-03-30)	RO	Dealing in securities	2010-02-08	2013-03-12
	RO	Advising on securities	2009-10-13	2013-03-12
	RO	Asset management	2009-10-13	2013-03-12
	Rep	Advising on securities	2007-10-09	2009-10-13
	Rep	Asset management	2007-10-09	2009-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.