Personnel Hong Kong SFC License Details (ID 67815)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	Rep	Advising on securities	2007-07-03	2017-09-01
	Rep	Asset management	2007-07-03	2017-09-01
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	-	2004-11-26
	Rep	Advising on securities	-	2007-03-01
	Rep	Asset management	-	2007-03-01
	Rep	Providing automated trading services	-	2007-03-01
	Rep	Dealing in securities	-	2007-03-01