Personnel Hong Kong SFC License Details (ID 67828)

Personnel Hong Kong SFC License Details (ID 67828)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WIM Investment Management Limited	RO	Asset management	2024-07-23	2025-01-03
RJVAN SECURITIES LIMITED	RO	Advising on securities	2020-01-02	2024-06-03
	RO	Asset management	2020-01-02	2024-06-03
	RO	Dealing in securities	2020-01-02	2024-06-03
	Rep	Advising on securities	2019-12-18	2020-01-02
	Rep	Asset management	2019-12-18	2020-01-02
	Rep	Dealing in securities	2019-12-18	2020-01-02
Rongchong Finance Management Limited	RO	Advising on securities	2019-01-07	2019-12-03
	RO	Asset management	2019-01-07	2019-12-03
	RO	Dealing in securities	2019-01-07	2019-12-03
RJVAN SECURITIES LIMITED	RO	Advising on securities	2015-11-19	2018-11-30
	RO	Asset management	2015-11-19	2018-11-30
	RO	Dealing in securities	2015-11-19	2018-11-30
WIM ASSET MANAGEMENT (HK) LIMITED	RO	Asset management	2013-11-22	2015-09-15
ASSET DYNAMIC MANAGEMENT LIMITED	RO	Advising on securities	-	2013-10-18
	RO	Asset management	-	2013-10-18