Personnel Hong Kong SFC License Details (ID 67838)

Personnel Hong Kong SFC License Details (ID 67838)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WILSON SECURITIES LIMITED	RO	Advising on securities	2019-02-01	-
	RO	Dealing in securities	2019-02-01	-
	Rep	Advising on securities	2018-12-24	2019-02-01
	Rep	Dealing in securities	2018-12-24	2019-02-01
China Jianxin Financial Services Limited	RO	Advising on securities	2017-01-19	2018-06-30
	RO	Dealing in securities	2016-12-01	2018-06-30
	Rep	Dealing in securities	2016-10-12	2016-12-01
VAST HARBOUR SECURITIES LIMITED	RO	Dealing in securities	2014-10-28	2016-09-30
	Rep	Dealing in securities	2011-04-21	2014-10-28
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2009-07-02	2011-04-15
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2007-09-17	2009-06-23
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2005-08-02	2007-09-10