| HONG KONG DIGITAL ASSET EX LIMITED | RO | Providing automated trading services | 2025-10-08 | 2026-02-08 |
| RO | Dealing in securities | 2025-10-08 | 2026-02-08 |
| Rep | Dealing in securities | 2025-08-04 | 2025-10-08 |
| China Venture Fortune Securities Limited | RO | Advising on securities | 2025-04-16 | 2025-05-25 |
| RO | Asset management | 2025-04-16 | 2025-05-25 |
| RO | Dealing in securities | 2025-04-16 | 2025-05-25 |
| China Harbour International Asset Management Limited | RO | Advising on securities | 2024-06-07 | 2025-03-20 |
| RO | Asset management | 2024-06-07 | 2025-03-20 |
| China Harbour International Securities Limited | RO | Dealing in securities | 2024-03-04 | 2025-03-20 |
| China Harbour International Asset Management Limited | Rep | Advising on securities | 2023-11-29 | 2024-06-07 |
| Rep | Asset management | 2023-11-29 | 2024-06-07 |
| uSmart Securities Limited | RO | Advising on securities | 2019-07-04 | 2019-10-22 |
| RO | Asset management | 2019-07-04 | 2019-10-22 |
| RO | Dealing in securities | 2019-07-04 | 2019-10-22 |
| New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2016-06-28 | 2018-05-13 |
| RO | Dealing in securities | 2016-06-28 | 2018-05-13 |
| GEO Securities Limited | RO | Advising on securities | 2015-06-10 | 2015-11-16 |
| Rep | Advising on securities | 2014-12-03 | 2015-06-10 |
| RO | Dealing in securities | 2014-10-20 | 2015-11-16 |
| Rep | Dealing in securities | 2014-09-11 | 2014-10-20 |
| VAST HARBOUR SECURITIES LIMITED | RO | Dealing in securities | 2014-02-11 | 2014-08-31 |
| Rep | Dealing in securities | 2011-04-18 | 2014-02-11 |
| AIF Securities Limited | Rep | Dealing in securities | 2010-10-27 | 2011-04-07 |