Ho, Tiffany Lok Man 何樂敏 SFC Licences and HKMA Registrations (ID 67854)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBH Asia Limited	Rep	Advising on securities	2026-04-14	-
	Rep	Dealing in securities	2026-04-14	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2017-07-17	2017-10-11
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2012-11-05	2014-01-31
	Rep	Dealing in securities	2012-11-05	2014-01-31
Gen2 Partners Limited	Rep	Asset management	2010-11-09	2011-09-23
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-03-09	2010-10-25
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-03-09	2010-10-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.