Personnel Hong Kong SFC License Details (ID 67856)

Personnel Hong Kong SFC License Details (ID 67856)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gen2 Partners Limited	RO	Asset management	2016-10-28	-
	Rep	Asset management	2011-04-18	2016-10-28
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-02-21
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-07-07	2011-02-21
	Rep	Dealing in securities	2006-07-07	2011-02-21
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-07-07	2010-12-06
	Rep	Dealing in futures contracts	2006-07-07	2010-12-06