Personnel Hong Kong SFC License Details (ID 67858)

Personnel Hong Kong SFC License Details (ID 67858)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROC Capital Management Limited	RO	Asset management	2021-04-08	2023-07-31
Hong Kong Jiasheng International Asset Management Limited	RO	Advising on securities	2019-07-04	2020-09-01
	RO	Asset management	2019-07-04	2020-09-01
Atta Capital Limited	RO	Advising on securities	2016-10-11	2019-01-08
	RO	Asset management	2016-10-11	2019-01-08
Sinostar Asset Management Limited	Rep	Advising on securities	2016-03-01	2016-09-30
	Rep	Asset management	2013-11-06	2016-09-30
ASIA PACIFIC INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2012-01-03	2013-04-30
	Rep	Asset management	2012-01-03	2013-04-30
Gen2 Partners Limited	Rep	Asset management	2011-01-11	2011-08-31
SYZ Asset Management (Asia) Limited	RO	Advising on securities	2004-07-27	2010-06-30
	RO	Asset management	2004-07-27	2010-06-30
CHARLES SCHMITT &AMP; ASSOCIATES LIMITED	RO	Advising on securities	-	2004-07-13
	RO	Asset management	-	2004-07-13