Personnel Hong Kong SFC License Details (ID 67867)

Personnel Hong Kong SFC License Details (ID 67867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Securities Limited	RO	Dealing in securities	2013-08-27	2017-01-06
Yunfeng Financial Markets Limited	RO	Providing automated trading services	2007-03-27	2012-11-09
	RO	Advising on securities	2006-03-22	2012-04-17
	RO	Dealing in securities	2006-03-22	2013-08-27
	RO	Asset management	2006-03-22	2017-01-06
MANSION HOUSE ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-10-28
	Rep	Advising on securities	-	2004-10-28
	Rep	Asset management	-	2005-03-31
Youyu Credit Limited	Rep	Advising on futures contracts	-	2003-08-01
	Rep	Asset management	-	2003-08-01
	Rep	Dealing in futures contracts	-	2003-08-01
Yunfeng Financial Markets Limited	Rep	Advising on corporate finance	-	2004-10-28
	Rep	Providing automated trading services	-	2004-10-28
	Rep	Advising on securities	-	2006-03-22
	Rep	Asset management	-	2006-03-22
	Rep	Dealing in securities	-	2006-03-22