Personnel Hong Kong SFC License Details (ID 67936)

Personnel Hong Kong SFC License Details (ID 67936)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2016-11-23	-
IRIDIUM CAPITAL LIMITED (HK)	RO	Advising on securities	2015-01-29	2015-12-01
	RO	Asset management	2015-01-29	2015-12-01
MASON INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2011-12-28	2015-01-27
	RO	Asset management	2011-12-28	2015-01-27
	Rep	Advising on securities	2011-10-17	2011-12-28
	Rep	Asset management	2011-10-17	2011-12-28
GENERALI INVESTMENTS ASIA LIMITED	Rep	Advising on futures contracts	2008-08-29	2008-10-01
	Rep	Advising on securities	2008-08-29	2008-10-01
	Rep	Asset management	2008-08-29	2008-10-01
	Rep	Dealing in securities	2008-05-06	2008-10-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2007-05-22	2008-03-11