| Conrad Investment Services Limited | RO | Asset management | 2020-12-28 | - |
| RO | Advising on securities | 2018-12-21 | - |
| RO | Dealing in futures contracts | 2018-01-30 | 2024-09-16 |
| RO | Dealing in securities | 2017-05-18 | - |
| Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2012-05-16 | 2017-01-28 |
| Gong Ping Securities Limited | Rep | Dealing in securities | 2012-05-16 | 2017-01-28 |
| Rep | Dealing in securities | 2011-03-30 | 2011-07-01 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-16 | 2011-03-17 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-16 | 2011-03-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-09-28 | 2010-02-27 |
| Rep | Leveraged foreign exchange trading | 2008-11-18 | 2010-02-27 |
| Rep | Dealing in futures contracts | 2008-09-26 | 2010-02-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-26 | 2010-02-27 |