Personnel SFC Licences and HKMA Registrations (ID 6802)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEPA ALLIANCE SECURITIES LIMITED	RO	Providing automated trading services	-	2003-07-21
	RO	Advising on corporate finance	-	2003-08-12
	RO	Dealing in securities	-	2004-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.