| MAGIC COMPASS SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2022-11-10 | 2023-10-31 |
| PingPong Intelligence Limited | RO | Leveraged foreign exchange trading | 2020-07-02 | 2021-05-11 |
| Eddid Securities and Futures Limited | RO | Leveraged foreign exchange trading | 2018-11-26 | 2019-07-07 |
| Rep | Advising on securities | 2018-08-01 | 2019-07-07 |
| Rep | Dealing in securities | 2018-08-01 | 2019-07-07 |
| Rep | Advising on futures contracts | 2018-05-14 | 2019-07-07 |
| Rep | Dealing in futures contracts | 2018-05-14 | 2019-07-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2017-11-03 | 2018-04-30 |
| Rep | Dealing in futures contracts | 2017-11-03 | 2018-04-30 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-11-03 | 2018-04-30 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-04-20 | 2017-09-07 |
| RO | Dealing in futures contracts | 2016-10-06 | 2017-04-20 |
| Tung Shing Securities (Brokers) Limited | RO | Leveraged foreign exchange trading | 2012-04-11 | 2016-03-01 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-03-19 | 2016-03-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2012-03-19 | 2012-04-11 |
| South China Forex Limited | RO | Leveraged foreign exchange trading | 2011-09-02 | 2012-02-01 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-06-27 | 2012-02-01 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-06-27 | 2011-09-02 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-01-15 | 2011-06-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-01-15 | 2011-06-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-09-02 | 2007-06-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-02 | 2007-06-19 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-30 |
| Rep | Asset management | - | 2003-12-30 |
| Rep | Dealing in futures contracts | - | 2005-08-19 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | - | 2005-08-19 |