| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Oshidori Securities Limited | RO | Dealing in securities | 2017-01-26 | - |
| Oshidori Corporate Finance Limited | RO | Advising on corporate finance | 2011-05-06 | - |
| Rep | Advising on corporate finance | 2008-10-27 | 2011-05-06 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on securities | 2008-07-21 | 2008-10-07 |
| Rep | Dealing in securities | 2008-07-21 | 2008-10-07 | |
| Rep | Advising on corporate finance | 2008-07-08 | 2008-10-07 | |
| EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2007-09-17 | 2008-06-05 |
No HKMA registrations in the collected records.