Personnel Hong Kong SFC License Details (ID 68162)

Personnel Hong Kong SFC License Details (ID 68162)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trendman Capital Limited	RO	Advising on securities	2023-10-27	2024-07-31
	RO	Asset management	2023-10-27	2024-07-31
CHINA ZHONG HENG FINANCE GROUP LIMITED	RO	Advising on securities	2022-04-08	2023-02-28
	RO	Asset management	2022-04-08	2023-02-28
	RO	Dealing in securities	2022-04-08	2023-02-28
Encap (Global) Asset Management Limited	RO	Asset management	2012-05-03	2021-09-22
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-10-08	2011-06-17
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-05-24	2010-09-30
RHB ASSET MANAGEMENT LIMITED	RO	Advising on securities	2008-08-29	2010-05-07
	RO	Asset management	2008-08-29	2010-05-07
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-04-03	2010-09-30
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-12-16	2006-11-24