| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-08-15 | 2016-07-06 |
| RO | Advising on securities | 2011-08-15 | 2016-07-06 |
| RO | Dealing in futures contracts | 2011-08-15 | 2016-07-06 |
| RO | Dealing in securities | 2011-08-15 | 2016-07-06 |
| Rep | Advising on securities | 2005-01-27 | 2011-08-15 |
| Rep | Dealing in securities | 2005-01-27 | 2011-08-15 |
| Rep | Advising on futures contracts | 2003-12-06 | 2011-08-15 |
| Rep | Dealing in futures contracts | 2003-12-06 | 2011-08-15 |
| J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | - | 2003-12-03 |
| Rep | Providing automated trading services | - | 2003-12-03 |
| Rep | Advising on futures contracts | - | 2003-12-06 |
| Rep | Dealing in futures contracts | - | 2003-12-06 |