Personnel Hong Kong SFC License Details (ID 68336)

Personnel Hong Kong SFC License Details (ID 68336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-03-26	2024-08-31
	Rep	Advising on securities	2019-03-26	2024-08-31
	Rep	Dealing in futures contracts	2019-03-26	2024-08-31
	Rep	Dealing in securities	2019-03-26	2024-08-31
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2019-03-26	2024-08-31
	Rep	Dealing in securities	2019-03-26	2024-08-31
	RO	Advising on securities	2017-12-13	2018-06-01
	RO	Dealing in securities	2017-12-13	2018-06-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2010-08-18	2018-06-01
	RO	Advising on securities	2010-08-18	2018-06-01
	RO	Dealing in futures contracts	2010-08-18	2018-06-01
	RO	Dealing in securities	2010-08-18	2018-06-01
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2010-07-12	2017-12-13
	Rep	Dealing in securities	2010-07-12	2017-12-13
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2008-04-16	2010-08-18
	Rep	Advising on securities	2008-04-16	2010-08-18
	Rep	Dealing in futures contracts	2008-04-16	2010-08-18
	Rep	Dealing in securities	2008-04-16	2010-08-18