Personnel Hong Kong SFC License Details (ID 68340)

Personnel Hong Kong SFC License Details (ID 68340)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2016-11-14	2021-05-31
	RO	Dealing in futures contracts	2016-11-14	2021-05-31
	Rep	Advising on futures contracts	2015-12-29	2016-11-14
	Rep	Dealing in futures contracts	2015-12-29	2016-11-14
	RO	Providing automated trading services	2012-02-09	2016-03-02
	RO	Advising on securities	2011-06-07	2016-03-02
	RO	Dealing in securities	2011-06-07	2016-03-02
	Rep	Advising on futures contracts	2011-04-29	2014-04-09
	Rep	Dealing in futures contracts	2011-04-29	2014-04-09
	Rep	Advising on securities	2010-09-21	2011-06-07
	Rep	Dealing in securities	2010-09-21	2011-06-07