Personnel Hong Kong SFC License Details (ID 68358)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Victory Securities (Global) Limited	RO	Dealing in securities	2021-09-24	2025-01-07
Victory Asset Management Limited	RO	Advising on securities	2021-05-21	-
	RO	Asset management	2021-05-21	-
	Rep	Advising on securities	2021-03-10	2021-05-21
	Rep	Asset management	2021-03-10	2021-05-21
ZM ASSET MANAGEMENT LIMITED (GBEN)	RO	Advising on securities	2019-07-03	2020-12-31
	RO	Asset management	2019-07-03	2020-12-31
	Rep	Advising on securities	2019-07-02	2019-07-03
	Rep	Asset management	2019-07-02	2019-07-03
PICO ZEMAN SECURITIES (HK) LIMITED	RO	Advising on securities	2017-05-24	2019-03-12
	RO	Asset management	2017-05-24	2019-03-12
	RO	Dealing in securities	2013-06-03	2019-03-12
	Rep	Dealing in securities	2013-04-19	2013-06-03
ASA SECURITIES LIMITED	RO	Dealing in futures contracts	2010-08-19	2012-10-28
	RO	Dealing in securities	2010-08-19	2012-10-28
ONE CHINA SECURITIES LIMITED	RO	Dealing in futures contracts	2009-11-04	2010-04-23
	RO	Dealing in securities	2009-11-04	2010-04-23
	Rep	Dealing in futures contracts	2009-09-01	2009-11-04
	Rep	Dealing in securities	2009-09-01	2009-11-04
REALINK FINANCIAL TRADE LIMITED	RO	Dealing in futures contracts	2007-03-08	2009-08-08
	RO	Dealing in securities	2007-03-08	2009-08-08
	Rep	Dealing in futures contracts	2004-01-14	2007-03-08
	Rep	Advising on corporate finance	2003-04-01	2003-09-23
	Rep	Advising on securities	2003-04-01	2003-09-23
	Rep	Asset management	2003-04-01	2003-09-23
	Rep	Providing automated trading services	2003-04-01	2003-09-23
	Rep	Dealing in securities	2003-04-01	2007-03-08