| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Victory Securities (Global) Limited | RO | Dealing in securities | 2021-09-24 | 2025-01-07 |
| Victory Asset Management Limited | RO | Advising on securities | 2021-05-21 | - |
| RO | Asset management | 2021-05-21 | - | |
| Rep | Advising on securities | 2021-03-10 | 2021-05-21 | |
| Rep | Asset management | 2021-03-10 | 2021-05-21 | |
| ZM ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2019-07-03 | 2020-12-31 |
| RO | Asset management | 2019-07-03 | 2020-12-31 | |
| Rep | Advising on securities | 2019-07-02 | 2019-07-03 | |
| Rep | Asset management | 2019-07-02 | 2019-07-03 | |
| PICO ZEMAN SECURITIES (HK) LIMITED | RO | Advising on securities | 2017-05-24 | 2019-03-12 |
| RO | Asset management | 2017-05-24 | 2019-03-12 | |
| RO | Dealing in securities | 2013-06-03 | 2019-03-12 | |
| Rep | Dealing in securities | 2013-04-19 | 2013-06-03 | |
| ASA SECURITIES LIMITED | RO | Dealing in futures contracts | 2010-08-19 | 2012-10-28 |
| RO | Dealing in securities | 2010-08-19 | 2012-10-28 | |
| ONE CHINA SECURITIES LIMITED | RO | Dealing in futures contracts | 2009-11-04 | 2010-04-23 |
| RO | Dealing in securities | 2009-11-04 | 2010-04-23 | |
| Rep | Dealing in futures contracts | 2009-09-01 | 2009-11-04 | |
| Rep | Dealing in securities | 2009-09-01 | 2009-11-04 | |
| REALINK FINANCIAL TRADE LIMITED | RO | Dealing in futures contracts | 2007-03-08 | 2009-08-08 |
| RO | Dealing in securities | 2007-03-08 | 2009-08-08 | |
| Rep | Dealing in futures contracts | 2004-01-14 | 2007-03-08 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-09-23 | |
| Rep | Advising on securities | 2003-04-01 | 2003-09-23 | |
| Rep | Asset management | 2003-04-01 | 2003-09-23 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-03-08 |
No HKMA registrations in the collected records.