Personnel Hong Kong SFC License Details (ID 68359)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Huijin Securities Limited	RO	Advising on securities	2025-04-01	-
	RO	Asset management	2025-04-01	-
	RO	Dealing in futures contracts	2025-04-01	-
	RO	Dealing in securities	2025-04-01	-
CHINA ZHONG HENG FINANCE GROUP LIMITED	RO	Advising on securities	2023-05-29	2024-11-25
	RO	Asset management	2023-05-29	2024-11-25
	RO	Dealing in securities	2023-05-29	2024-11-25
	Rep	Advising on securities	2023-05-02	2023-05-29
	Rep	Asset management	2023-05-02	2023-05-29
	Rep	Dealing in securities	2023-05-02	2023-05-29
Bluemount Asset Management Limited	RO	Asset management	2022-05-23	2022-11-30
Bluemount Securities Limited	RO	Advising on securities	2022-05-23	2022-11-30
	RO	Dealing in securities	2022-05-23	2022-11-30
Zhifu International Asset Management (HK) Limited	RO	Advising on securities	2021-07-27	2022-03-11
	RO	Asset management	2021-07-27	2022-03-11
	Rep	Advising on securities	2021-07-21	2021-07-27
ASA SECURITIES LIMITED	RO	Advising on securities	2012-07-05	2021-05-18
	RO	Dealing in futures contracts	2010-12-29	2021-05-18
	RO	Dealing in securities	2010-12-29	2021-05-18
	Rep	Dealing in futures contracts	2010-12-02	2010-12-29
	Rep	Dealing in securities	2010-12-02	2010-12-29
Ark Securities (Hong Kong) Limited	Rep	Asset management	2009-10-09	2010-03-11
	RO	Advising on securities	2009-07-08	2010-11-06
	RO	Dealing in securities	2009-07-08	2010-11-06
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2009-07-08	2010-11-06
	RO	Dealing in futures contracts	2009-07-08	2010-11-06
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-04-21	2009-07-08
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-04-21	2009-07-08
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-23	2008-04-09
	Rep	Dealing in securities	2008-01-23	2008-04-09
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-06-25	2007-11-22
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-06-25	2007-11-22
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-05-10	2007-06-14
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2005-05-10	2007-06-14