Personnel Hong Kong SFC License Details (ID 68360)

Personnel Hong Kong SFC License Details (ID 68360)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2013-05-28	2018-01-01
	Rep	Leveraged foreign exchange trading	2013-05-28	2018-01-01
ASA SECURITIES LIMITED	Rep	Dealing in securities	2011-09-12	2013-04-30
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2010-08-23	2011-08-31
	Rep	Leveraged foreign exchange trading	2007-04-12	2011-08-31
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-08-17	2007-03-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-10-17	2006-04-29
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-02-15	2005-10-04
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-12-17	2005-02-01
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-06-06	2003-12-11
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2003-06-05